Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary John Needham
IRN GJN00008
- (83)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
- (84)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- (85)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Mar 2004)
Gary John O'Keeffe
IRN GJO00007
- (1071)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gary John Pennington
IRN GJP00031
- (202)CF22 Investment Adviser (Trainee) (19 May 2005 to 19 Jul 2005)
Gary Jones
IRN GXJ00031
- (513)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Gary Kenneth Calladine
IRN GKC00005
- (413)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
Gary Little
IRN GXL00070
- (2295)CF1 Director (AR) (1 Dec 2001 to 25 Mar 2003)
Gary Maddison
IRN GXM00133
- (1028)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1027)CF22 Investment Adviser (Trainee) (3 Sep 2002 to 2 Apr 2003)
Gary Patrick O'Connor
IRN GPO00007
- (397)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Gary Steven Lepage Keefe
IRN GSL00007
- (2426)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Gary Thomas Paul
IRN GTP00006
- (2197)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

High Wycombe Mortgage Advice Centre (no longer appointed)
FRN 194799 · Appointed 9 Jan 2001 · Until 11 Apr 2003
Richard Watkinson & Partners (no longer appointed)
FRN 194698 · Appointed 1 Jan 2001 · Until 1 May 2003
Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 1 Jan 2001 · Until 3 Feb 2003
Platinum Financial Services Consultancy (no longer appointed)
FRN 195478 · Appointed 1 Jan 2001 · Until 20 Mar 2003
Danetre Estate Agents (no longer appointed)
FRN 194699 · Appointed 22 Dec 2000 · Until 7 Aug 2002
Global Finance (2000) Ltd (no longer appointed)
FRN 194697 · Appointed 22 Dec 2000 · Until 22 Mar 2002
Craygrange Ltd (no longer appointed)
FRN 194695 · Appointed 20 Dec 2000 · Until 4 Oct 2002
Financial Solutions - North West (no longer appointed)
FRN 194843 · Appointed 18 Dec 2000 · Until 16 Jan 2003
The Mortgage Shop (no longer appointed)
FRN 194844 · Appointed 14 Dec 2000 · Until 4 Mar 2003
Forte Homes Ltd (no longer appointed)
FRN 194274 · Appointed 11 Dec 2000 · Until 24 May 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.