Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Harvey Cohen
IRN HXC00032
- (757)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
Harvey Ian Wolff
IRN HIW00001
- (420)CF7 Sole Trader (AR) (12 May 2004 to 26 Feb 2005)
- (419)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Hazel Carter
IRN HCC00004
- (2063)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (2062)CF22 Investment Adviser (Trainee) (8 Aug 2006 to 27 Jul 2007)
Heather Christine Barnes
IRN HCW00003
- (122)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Heather Sandra Berry
IRN HSG00001
- (2442)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Helen Claire Morley
IRN HCM00006
- (555)CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
- (556)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Helen Connor
IRN HXC00029
- (99)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Helen Elaine Jenkins
IRN HEK00001
- (1019)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Helen Elizabeth Jones
IRN HEJ00003
- (1413)CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
Helen Jane Hamilton
IRN HJE00002
- (1142)CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Haines & Company Ltd (no longer appointed)
FRN 206249 · Appointed 22 Jun 2001 · Until 24 Oct 2002
Webbers Property Services Ltd (no longer appointed)
FRN 206256 · Appointed 22 Jun 2001 · Until 23 Sep 2002
Norman Morrow (no longer appointed)
FRN 195946 · Appointed 22 Jun 2001 · Until 7 Apr 2003
A & L Mortgages (Scotland) Ltd (no longer appointed)
FRN 206247 · Appointed 22 Jun 2001 · Until 19 Jun 2003
Hanova Management Ltd (no longer appointed)
FRN 206248 · Appointed 22 Jun 2001 · Until 9 Jan 2007
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 22 Jun 2001 · Until 16 Dec 2002
Dale Mortgage Brokers (no longer appointed)
FRN 196040 · Appointed 22 Jun 2001 · Until 12 Jun 2003
PFM (Woodstock) Ltd (no longer appointed)
FRN 206246 · Appointed 22 Jun 2001 · Until 29 Oct 2007
The Mortgage Advice Centre & Estate Agency (no longer appointed)
FRN 196044 · Appointed 22 Jun 2001 · Until 1 Dec 2001
Partners Financial (no longer appointed)
FRN 196038 · Appointed 22 Jun 2001 · Until 14 Mar 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.