Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Guthrie
IRN JXG00055
- (1075)CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
- (1074)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)
James Hughes
IRN JXH00170
- (488)CF21 Investment Adviser (15 Feb 2005 to 28 Sep 2005)
James Ian Mitchell
IRN JIM00004
- (2550)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
James Jaiparkash Bawa
IRN JJB00033
- (3132)CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
James John Austin
IRN JJA00004
- (2399)CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
James John Corden
IRN JJC01080
- (925)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
James Kersh
IRN JXK01207
- (1244)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
James Mark Platt
IRN JMP00007
- (708)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)
James Mc Mullan
IRN JXM00245
- (142)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
James Michael Aitchison
IRN JMA01144
- (1944)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.