Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter William Dawson
IRN PWD00007
- (458)CF7 Sole Trader (AR) (1 Dec 2001 to 27 May 2004)
- (457)CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2004)
Peter William James Birch
IRN PWB00005
- (567)CF7 Sole Trader (AR) (11 Apr 2006 to 31 Jan 2007)
- (568)CF4 Partner (AR) (1 Dec 2001 to 11 Apr 2006)
Peter Wood
IRN PPW01005
- (2906)CF21 Investment Adviser (2 Dec 2005 to 9 Apr 2007)
- (2905)CF22 Investment Adviser (Trainee) (31 Jan 2005 to 2 Dec 2005)
Petros Paikkos
IRN PXP00077
- (1490)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)
Philip Albert Campbell
IRN PAC00050
- (2302)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
Philip Barrell
IRN PXB00133
- (2000)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Philip Buttle
IRN PAB00135
- (2265)CF21 Investment Adviser (19 Feb 2002 to 29 Oct 2007)
- (2264)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)
Philip Charles Allen
IRN PCA01025
- (963)CF1 Director (AR) (1 Dec 2001 to 16 Jan 2007)
Philip Damian McLaughlin
IRN PDM00005
- (883)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Philip Dilworth Harrison
IRN PDH00004
- (1332)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.