Peter Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
  • Peter Wood Financial Planning Limited

    FRN 940033

    • (1)Employed By (since 3 Feb 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (2 Dec 2005 to 9 Apr 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 2 Dec 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (2 Dec 2005 to 9 Apr 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 2 Dec 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (16 Jul 2004 to 28 Jan 2005)
    • CF22 Investment Adviser (Trainee) (29 May 2003 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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