Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Edward Martin
IRN DEM00003
- (1224)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
David Edward Vaughan
IRN DEV00003
- (778)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Ellingworth
IRN DXE00032
- (111)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
David Elliott
IRN DXE00026
- (2849)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
David Ethan Tagger
IRN DET00008
- (405)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Geoffrey Hobbs
IRN DGH01101
- (3097)CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)
David George Fry
IRN DGF00007
- (9)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2007)
David George Knight
IRN DGK01032
- (638)CF22 Investment Adviser (Trainee) (27 Nov 2006 to 25 May 2007)
David Gilmour
IRN DXG00069
- (442)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
David Graham Tredwell
IRN DGT00016
- (502)CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)

Smaller firms operating under this firm's FCA authorisation.

Parkers Estate Agent Limited (no longer appointed)
FRN 201229 · Appointed 26 Feb 1999 · Until 25 Feb 2002
Kabir & Company (no longer appointed)
FRN 201208 · Appointed 15 Feb 1999 · Until 10 Aug 2004
Mortgages UK Direct Limited (no longer appointed)
FRN 201256 · Appointed 8 Feb 1999 · Until 27 Aug 2003
Giles Dodds & Craig Pearson (no longer appointed)
FRN 191903 · Appointed 4 Feb 1999 · Until 2 Oct 2002
Butters Financial Services (no longer appointed)
FRN 201237 · Appointed 1 Feb 1999 · Until 20 Jan 2004
CJ Hole Estate Agents (no longer appointed)
FRN 201248 · Appointed 1 Feb 1999 · Until 20 Apr 2006
John Cunningham (no longer appointed)
FRN 193309 · Appointed 29 Jan 1999 · Until 18 Aug 2003
Graham Leslie Hill (no longer appointed)
FRN 193567 · Appointed 20 Jan 1999 · Until 24 Apr 2006
Pattison Lane Estate Agents Limited (no longer appointed)
FRN 201240 · Appointed 21 Dec 1998 · Until 9 Feb 2004
Pinnacle Financial Solutions (no longer appointed)
FRN 201241 · Appointed 8 Dec 1998 · Until 27 Jun 2002

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (3003)CF22 Investment Adviser (Trainee)
1 day ago
controlled function added: (3002)CF7 Sole Trader (AR)
1 day ago
controlled function added: (3001)CF22 Investment Adviser (Trainee)
1 day ago
controlled function added: (3000)CF21 Investment Adviser
1 day ago
controlled function added: (2999)CF21 Investment Adviser
1 day ago
controlled function added: (2998)[FCA CF] Significant management
1 day ago
controlled function added: (2997)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (2996)[FCA CF] Material risk taker
1 day ago
controlled function added: (2995)CF21 Investment Adviser
1 day ago
controlled function added: (2994)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.