Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Martin Weaver
IRN NMW00010
- (2496)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- (2497)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
Neil Perry
IRN NXP06777
- (3091)[FCA CF] Significant management (1 Apr 2020 to 30 Jul 2020)
- (3090)[FCA CF] Material risk taker (1 Apr 2020 to 30 Jul 2020)
Neil Richard Dixon
IRN NRD00006
- (988)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Neil Stanley Harrison
IRN NSH00007
- (806)CF1 Director (AR) (9 Dec 2002 to 19 Nov 2004)
- (805)CF4 Partner (AR) (1 Dec 2001 to 19 Nov 2004)
- (804)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
Neil Thomas Lamplough
IRN NTL00001
- (81)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)
Neville Robert Baker
IRN NRB00008
- (581)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Feb 2004)
- (580)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
Nicholas Andrew Rhodes
IRN NAR01037
- (952)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Nicholas Charles Bamber
IRN NCB01042
- (2220)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Nicholas Charles James
IRN NCJ00002
- (140)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Nicholas David Lake
IRN NDL00006
- (615)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.