Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Harry Muggridge
IRN GHM00016
- (248)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
Gordon Ivor Funnell
IRN GIF00002
- (472)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Gordon Robert Burnett
IRN GRB00016
- (1087)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 29 Oct 2007)
Gordon Stanley Chester Day
IRN DSD00006
- (2492)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Gordon Walker
IRN GXW01266
- (1049)CF21 Investment Adviser (27 Aug 2002 to 31 Mar 2005)
- (1048)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
Graeme Bradley
IRN GXB00105
- (2293)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Graeme Gary Vasey
IRN GGV00002
- (1700)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
Graeme Lionel Christopher Hodgson
IRN GXH00102
- (1635)CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2007)
Graeme Michael Cross
IRN GMC00021
- (2076)CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
- (2075)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
Graeme Robert Lyon
IRN GRL01052
- (1642)CF30 Customer (1 Nov 2007 to 15 Jan 2008)
- (1643)CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Wigginton Roberts Ltd (no longer appointed)
FRN 194578 · Appointed 4 Dec 2000 · Until 1 Dec 2001
Green Mortgage Solutions (no longer appointed)
FRN 194693 · Appointed 1 Dec 2000 · Until 21 Jul 2002
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 1 Dec 2000 · Until 1 Dec 2001
Ardent Financial Services Ltd (no longer appointed)
FRN 194388 · Appointed 30 Nov 2000 · Until 9 Jan 2002
Heritage Will Services (Essex) (no longer appointed)
FRN 194391 · Appointed 30 Nov 2000 · Until 14 May 2002
Michael J Drake (no longer appointed)
FRN 194389 · Appointed 24 Nov 2000 · Until 26 Apr 2006
Keith Wood Mortgage & Financial Services (no longer appointed)
FRN 194193 · Appointed 24 Nov 2000 · Until 10 Mar 2003
Taylor Engall Estate Agents (no longer appointed)
FRN 194194 · Appointed 21 Nov 2000 · Until 25 Apr 2002
TFB Financial Services (no longer appointed)
FRN 194319 · Appointed 20 Nov 2000 · Until 5 Jun 2002
Val Williams Ltd (no longer appointed)
FRN 194323 · Appointed 16 Nov 2000 · Until 15 Sep 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.