Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John George Lynett

    IRN RJL00042

    • (2664)CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
  • Richard John Newsome Smith

    IRN RJS00157

    • (1421)CF21 Investment Adviser (15 Jul 2002 to 1 May 2003)
    • (1420)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
  • Richard John Preen

    IRN RJP00063

    • (1010)CF21 Investment Adviser (14 May 2004 to 30 Jul 2004)
    • (1009)CF22 Investment Adviser (Trainee) (22 Aug 2002 to 14 May 2004)
  • Richard John Riley

    IRN RJR00017

    • (898)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
  • Richard John Sunderland

    IRN RJS00067

    • (2424)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
  • Richard Mainstone

    IRN RXM00155

    • (188)CF21 Investment Adviser (23 May 2002 to 29 Oct 2007)
    • (187)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)
  • Richard Malcolm Penney

    IRN RMP00034

    • (2286)CF22 Investment Adviser (Trainee) (23 Mar 2007 to 29 Oct 2007)
  • Richard Martin Cowling

    IRN RMC00037

    • (3037)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Richard Martin Tatum

    IRN RMT00023

    • (1665)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
  • Richard Mervyn Austin

    IRN RMA00002

    • (731)CF21 Investment Adviser (20 Sep 2006 to 23 Jan 2007)
    • (730)CF22 Investment Adviser (Trainee) (10 Aug 2004 to 20 Sep 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3063)CF8 Apportionment and Oversight

  2. controlled function added: (3062)CF1 Director

  3. controlled function added: (3061)CF1 Director (AR)

  4. controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager

  5. controlled function added: (3059)CF1 Director

  6. controlled function added: (3058)CF1 Director (AR)

  7. controlled function added: (3057)CF4 Partner (AR)

  8. controlled function added: (3056)CF1 Director (AR)

  9. controlled function added: (3055)[FCA CF] Material risk taker

  10. controlled function added: (3054)SMF4 Chief Risk

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