Richard Martin Cowling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oak Financial Services Limited

    FRN 458639

    • SMF16 Compliance Oversight (since 18 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (6 Feb 2007 to 31 Mar 2009)
    • CF1 Director (6 Feb 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Feb 2007 to 30 Sep 2018)
  • Oak Insurance Consultants Ltd (no longer approved here)

    FRN 428632

    • (5)Employed By (2 Jul 2009 to 9 Feb 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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