Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Wright
IRN PXW00129
- (2879)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Sep 2002)
Penelope Ann Langley
IRN PAL00054
- (1451)CF4 Partner (AR) (1 Dec 2001 to 24 Sep 2002)
Penny Catherine Smith
IRN PCS00012
- (2126)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Peter Alexander Ball
IRN PAB00105
- (1361)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Peter Allen
IRN PXA01230
- (2936)CF22 Investment Adviser (Trainee) (22 Jan 2004 to 19 May 2004)
Peter Anthony Clapton
IRN PAC00053
- (204)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Peter Anthony Conetta
IRN PAC00051
- (1560)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2006)
Peter Anthony Mitchell
IRN PAM00025
- (1340)CF21 Investment Adviser (8 Jul 2002 to 29 Oct 2007)
- (1339)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)
Peter Charles Boorn
IRN PCB01079
- (967)CF4 Partner (AR) (1 Dec 2001 to 3 Mar 2003)
Peter Charles Burgess
IRN PCB00027
- (2727)CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (3063)CF8 Apportionment and Oversight
1 week ago
controlled function added: (3062)CF1 Director
1 week ago
controlled function added: (3061)CF1 Director (AR)
1 week ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
1 week ago
controlled function added: (3059)CF1 Director
1 week ago
controlled function added: (3058)CF1 Director (AR)
1 week ago
controlled function added: (3057)CF4 Partner (AR)
1 week ago
controlled function added: (3056)CF1 Director (AR)
1 week ago
controlled function added: (3055)[FCA CF] Material risk taker
1 week ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.