Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John William Roe
IRN JWR01077
- (2215)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
John William Stewart Marles
IRN JWM00020
- (2499)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
- (2500)CF7 Sole Trader (AR) (1 Dec 2001 to 18 Feb 2005)
John William Yorke Adlam
IRN JWA01050
- (511)CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
- (512)CF15 Internal Audit (7 Sep 2007 to 31 Oct 2007)
John Woffinden
IRN JXW00149
- (503)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
Jolyon Hamilton Hart Frankis
IRN JHF00012
- (322)CF4 Partner (AR) (1 Dec 2001 to 6 Apr 2004)
- (321)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
Jonathan Bloomfield
IRN JXB00033
- (2711)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
- (2712)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jan 2002)
Jonathan Cole
IRN JXC78357
- (23)SMF7 Group Entity Senior Manager (since 2 Jan 2024)
Jonathan Colwell Batten
IRN JCB01184
- (957)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
Jonathan David Bamford
IRN JDB00043
- (2292)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Jonathan David Leslie Evans
IRN JDE00009
- (1551)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3063)CF8 Apportionment and Oversight
14 hours ago
controlled function added: (3062)CF1 Director
14 hours ago
controlled function added: (3061)CF1 Director (AR)
14 hours ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
14 hours ago
controlled function added: (3059)CF1 Director
14 hours ago
controlled function added: (3058)CF1 Director (AR)
14 hours ago
controlled function added: (3057)CF4 Partner (AR)
14 hours ago
controlled function added: (3056)CF1 Director (AR)
14 hours ago
controlled function added: (3055)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.