Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel William Hinton
IRN NWH01011
- (1030)CF21 Investment Adviser (30 Mar 2006 to 19 Jun 2006)
- (1029)CF22 Investment Adviser (Trainee) (24 May 2005 to 30 Mar 2006)
Nigel William Kimberley
IRN NWK00001
- (1073)CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2005)
Nigel William Langridge
IRN NWL00003
- (371)CF22 Investment Adviser (Trainee) (9 Aug 2005 to 23 Jan 2007)
Nigel Winston Kilbey
IRN NWK00002
- (1388)CF22 Investment Adviser (Trainee) (4 Aug 2006 to 29 Oct 2007)
Nila Mistry
IRN NNM00001
- (2554)CF21 Investment Adviser (10 Jul 2006 to 29 Oct 2007)
- (2553)CF22 Investment Adviser (Trainee) (13 May 2005 to 10 Jul 2006)
Nina Jane Williams
IRN NJW01139
- (1194)CF26 Customer Trading (31 May 2005 to 28 Jun 2005)
Nina Ruth Couchman
IRN NRK00002
- (107)CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)
Nino Panayiotou Athanasiou
IRN NXA00036
- (2898)CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2003)
- (2899)CF1 Director (AR) (1 Dec 2001 to 3 Sep 2003)
Noel Jon Hayes
IRN NJH01172
- (2702)CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
- (2701)CF22 Investment Adviser (Trainee) (14 Dec 2005 to 20 Sep 2006)
Noel Lindsay Redfern
IRN NLR00002
- (2084)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (3063)CF8 Apportionment and Oversight
4 days ago
controlled function added: (3062)CF1 Director
4 days ago
controlled function added: (3061)CF1 Director (AR)
4 days ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
4 days ago
controlled function added: (3059)CF1 Director
4 days ago
controlled function added: (3058)CF1 Director (AR)
4 days ago
controlled function added: (3057)CF4 Partner (AR)
4 days ago
controlled function added: (3056)CF1 Director (AR)
4 days ago
controlled function added: (3055)[FCA CF] Material risk taker
4 days ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.