Noel Jon Hayes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Jan 2010)
    • CF4 Partner (AR) (12 Oct 2020 to 19 Dec 2020)
  • Sovereign Wealth Limited

    FRN 471459

    • (44)Employed By (since 12 Oct 2020)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2005 to 20 Sep 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2005 to 20 Sep 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 28 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.