Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Michael Smith
IRN IMS00013
- (612)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
- (613)CF4 Partner (AR) (1 Dec 2001 to 22 Mar 2005)
Ian Morley
IRN IDM01059
- (1791)CF1 Director (AR) (1 Dec 2001 to 9 Jan 2009)
Ian Mottram
IRN IXM00059
- (192)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Ian Paul Kemp
IRN IPK00005
- (2679)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Ian Philip Keeling
IRN IPK00004
- (1181)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
Ian Reginald Bush
IRN IRB00006
- (2111)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Ian Richard Chamberlain
IRN IRC00014
- (3025)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Ian Richard Crook
IRN IRC00021
- (158)CF21 Investment Adviser (22 May 2002 to 29 Oct 2007)
- (157)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)
Ian Richard Edwards
IRN IRE00007
- (1435)CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
Ian Richard Wilson
IRN IRW01040
- (2866)CF1 Director (AR) (1 Dec 2001 to 1 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Holmes & Holmes Limited (no longer appointed)
FRN 175964 · Appointed 1 Dec 2001 · Until 17 Sep 2004
J D Gallagher (no longer appointed)
FRN 214164 · Appointed 1 Dec 2001 · Until 8 Nov 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 1 Dec 2001 · Until 25 Jul 2003
Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3063)CF8 Apportionment and Oversight
14 hours ago
controlled function added: (3062)CF1 Director
14 hours ago
controlled function added: (3061)CF1 Director (AR)
14 hours ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
14 hours ago
controlled function added: (3059)CF1 Director
14 hours ago
controlled function added: (3058)CF1 Director (AR)
14 hours ago
controlled function added: (3057)CF4 Partner (AR)
14 hours ago
controlled function added: (3056)CF1 Director (AR)
14 hours ago
controlled function added: (3055)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.