Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian George Bailey
IRN IGB00003
- (1464)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Ian Goody
IRN IXG00017
- (3070)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Ian Harold Gill
IRN IXG00004
- (2194)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2006)
Ian Heath Leslie
IRN IHL00002
- (1549)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)
Ian James Chaplin
IRN IJC00002
- (339)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Ian James Foster
IRN IJF01015
- (1067)CF22 Investment Adviser (Trainee) (24 Oct 2002 to 24 Oct 2002)
- (1068)CF21 Investment Adviser (24 Oct 2002 to 29 Oct 2007)
Ian John Pygott
IRN IJP00004
- (1858)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
Ian McCarthy
IRN IXM00077
- (2939)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2940)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Ian McGiffen
IRN IXM00078
- (252)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Ian Michael Holmes
IRN IMH00003
- (1168)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Peter Ampofo & Co (no longer appointed)
FRN 214189 · Appointed 1 Dec 2001 · Until 23 Apr 2003
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Mortgage Advice Bureau Franchise Limited (no longer appointed)
FRN 196039 · Appointed 1 Dec 2001 · Until 7 Mar 2005
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 1 Dec 2001 · Until 26 Feb 2005
K J Campbell (no longer appointed)
FRN 214168 · Appointed 1 Dec 2001 · Until 15 Jan 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Liahona Financial Services (no longer appointed)
FRN 195785 · Appointed 1 Dec 2001 · Until 3 Dec 2002

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (3063)CF8 Apportionment and Oversight
13 hours ago
controlled function added: (3062)CF1 Director
13 hours ago
controlled function added: (3061)CF1 Director (AR)
13 hours ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
13 hours ago
controlled function added: (3059)CF1 Director
13 hours ago
controlled function added: (3058)CF1 Director (AR)
13 hours ago
controlled function added: (3057)CF4 Partner (AR)
13 hours ago
controlled function added: (3056)CF1 Director (AR)
13 hours ago
controlled function added: (3055)[FCA CF] Material risk taker
13 hours ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.