Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Francis Henry McGarry
IRN FHM01014
- (1902)CF29 Significant management (27 May 2011 to 14 Sep 2012)
Francis Kooi Seng Chua
IRN FKC01007
- (1884)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Francis Richard Meadows
IRN FRM00002
- (2863)CF4 Partner (AR) (14 Jul 2005 to 29 Oct 2007)
- (2862)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2007)
Francis Roger Dixon
IRN FRD00001
- (1666)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Francis William Smith
IRN FWS00003
- (573)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
- (574)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Frank Andrew Booth
IRN FAB01017
- (834)CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
Frank McCormick Kiernan
IRN FMK00002
- (1838)CF1 Director (AR) (23 Jul 2002 to 8 Mar 2005)
- (1837)CF4 Partner (AR) (1 Dec 2001 to 23 Jul 2002)
- (1836)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
Frank Tunstall
IRN FAT00003
- (2043)CF30 Customer (1 Nov 2007 to 6 Jan 2008)
- (2045)CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
- (2044)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Jul 2006)
Frederick Sydney Stuart Thomas
IRN FST00002
- (1712)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
Gaetano Francesco Moliterno
IRN GFM01034
- (3121)CF1 Director (AR) (27 Oct 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Jarlands Financial Services (no longer appointed)
FRN 193669 · Appointed 24 Jun 2000 · Until 5 Sep 2005
Hillfoot Construction Ltd (no longer appointed)
FRN 177165 · Appointed 21 Jun 2000 · Until 30 Jul 2003
Direct House Link Limited (no longer appointed)
FRN 191991 · Appointed 20 Jun 2000 · Until 1 Dec 2001
3C Developments Ltd (no longer appointed)
FRN 193659 · Appointed 19 Jun 2000 · Until 8 Apr 2002
Hugh Richard Chapman (no longer appointed)
FRN 191886 · Appointed 8 Jun 2000 · Until 25 Mar 2003
Antony James Estate Agents (no longer appointed)
FRN 193655 · Appointed 8 Jun 2000 · Until 1 Dec 2001
Babingtons Estate Agents (no longer appointed)
FRN 201697 · Appointed 8 Jun 2000 · Until 30 Jan 2004
Clive Gardner (no longer appointed)
FRN 193653 · Appointed 6 Jun 2000 · Until 25 Mar 2003
Select Mortgages & F.S. (no longer appointed)
FRN 194187 · Appointed 1 Jun 2000 · Until 11 May 2004
Independent Mortgages Net (no longer appointed)
FRN 192317 · Appointed 1 Jun 2000 · Until 30 Sep 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.