Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Derek John Hale
IRN DJH00104
- (1614)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Derek John Isaac
IRN DJI00011
- (2784)CF1 Director (AR) (24 Apr 2003 to 19 Jul 2006)
Derek Leslie Gurden
IRN DLG00013
- (243)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (244)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Sep 2004)
Derek Roy Povey
IRN DRP00005
- (2576)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Derek William Yeates
IRN DWY00003
- (213)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Derek Winnard
IRN DXW00107
- (410)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Derek Yates
IRN DXY00001
- (298)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Derrick Hastie
IRN DXH00274
- (22)SMF24 Chief Operations (since 23 Mar 2026)
- (2887)[FCA CF] Material risk taker (12 May 2021 to 16 Jun 2021)
- (2886)SMF18 Other Overall Responsibility (29 Apr 2021 to 22 Mar 2026)
- (2888)[FCA CF] Significant management (1 Apr 2021 to 29 Apr 2021)
Desmond James Turley
IRN DJT00055
- (544)CF4 Partner (AR) (1 Dec 2001 to 17 Mar 2005)
Desmond Joseph Mulcahy
IRN DJM00025
- (643)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

James Wilson & Son (no longer appointed)
FRN 193426 · Appointed 9 Oct 2000 · Until 18 Jun 2003
Madisons of JB Ltd (no longer appointed)
FRN 194316 · Appointed 6 Oct 2000 · Until 1 Dec 2001
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 6 Oct 2000 · Until 5 Aug 2002
Ronald H Smith & Co Ltd (no longer appointed)
FRN 194199 · Appointed 1 Oct 2000 · Until 28 Oct 2007
St Clair Mortgage Advice & Insurance Centre LLP (no longer appointed)
FRN 194200 · Appointed 1 Oct 2000 · Until 13 Jan 2003
Patterson Hawthorn (no longer appointed)
FRN 175576 · Appointed 28 Sep 2000 · Until 24 Apr 2003
The Forum of Private Business Limited by Guarantee (no longer appointed)
FRN 194188 · Appointed 28 Sep 2000 · Until 5 Feb 2007
Richard Estates (no longer appointed)
FRN 193554 · Appointed 22 Sep 2000 · Until 27 Aug 2003
Blundells Property Services Ltd (no longer appointed)
FRN 162937 · Appointed 21 Sep 2000 · Until 1 May 2003
Mortgage & Property Centre (UK) Ltd (no longer appointed)
FRN 192986 · Appointed 20 Sep 2000 · Until 27 Sep 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.