Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martina Dawn Kay
IRN MXK80197
- (3053)[FCA CF] Material risk taker (18 Jan 2023 to 20 Feb 2024)
- (3052)SMF18 Other Overall Responsibility (6 Nov 2020 to 23 Jan 2025)
Martyn Lewis
IRN MXL00070
- (501)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Martyn Stephen Coss
IRN MSC00001
- (1297)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mary Helen Shakespeare
IRN MHS00012
- (291)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mary Pemberton
IRN MXP00036
- (1329)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Masoud Mowla
IRN MXM00159
- (2737)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2738)CF1 Director (AR) (1 Dec 2001 to 14 Apr 2004)
Massimo Luigi Stanzione
IRN MXS00028
- (2851)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Mathew Thomas Davies
IRN MTD01034
- (896)CF21 Investment Adviser (29 Oct 2007 to 29 Oct 2007)
- (895)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Aug 2007)
Mathew Webb
IRN MJW01364
- (2181)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Matt Jarvis
IRN MXJ00137
- (2618)[FCA CF] Material risk taker (30 Mar 2021 to 12 May 2021)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
Reach 4 Solutions Ltd (no longer appointed)
FRN 232250 · Appointed 17 Mar 2004 · Until 28 Oct 2007
Henry Graham (NI) Ltd (no longer appointed)
FRN 230888 · Appointed 8 Jan 2004 · Until 18 May 2004
Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.