Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Margaret Rose Halls
IRN MRH00044
- (368)CF1 Director (AR) (1 Dec 2001 to 2 Apr 2003)
Margaret Sheila Wallace
IRN MSW00036
- (297)CF4 Partner (AR) (1 Dec 2001 to 26 Oct 2004)
Marie Agnes Sheren
IRN MAS01289
- (312)CF22 Investment Adviser (Trainee) (9 May 2005 to 15 Jun 2005)
Marie Anne Bowers
IRN MAB00134
- (756)CF22 Investment Adviser (Trainee) (29 Mar 2007 to 29 Oct 2007)
Marinus Jozef Cornelius Maria Rovers
IRN MJR01359
- (1930)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
Marion Rose Ann Smyth
IRN MRS01169
- (2088)CF21 Investment Adviser (7 Apr 2006 to 29 Oct 2007)
- (2087)CF22 Investment Adviser (Trainee) (16 Jun 2005 to 7 Apr 2006)
Mark Ainsley Fenton
IRN MAF00035
- (2718)CF4 Partner (AR) (25 Feb 2002 to 16 Dec 2002)
- (2717)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Mark Alan Scott
IRN MAS01268
- (2878)CF22 Investment Adviser (Trainee) (28 Nov 2002 to 2 Apr 2003)
Mark Alston
IRN MXA00131
- (1468)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2005)
Mark Andrew Banak Prodywus
IRN MAP00051
- (2923)CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.