Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Wardle
IRN DMW00019
- (2909)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
David Michael Wright
IRN DMW00035
- (1736)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
David Millar
IRN DXM00193
- (221)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
David Nicholas Eccles
IRN DNE00004
- (1395)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
David Nicholas Rafferty
IRN DNR00014
- (1333)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
David Noel Brown
IRN DNB00013
- (1527)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
David Norwood Robins
IRN DNR01019
- (2975)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
David O'Donoghue
IRN DXO01163
- (1015)CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- (1014)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
David O'Flaherty
IRN DXO00025
- (579)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Owen Charles
IRN DOC00002
- (1606)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Harding's Estate Agents (no longer appointed)
FRN 201171 · Appointed 1 Sep 1998 · Until 22 May 2003
Borron Shaw (St Helens) Ltd (no longer appointed)
FRN 188959 · Appointed 24 Aug 1998 · Until 17 Jun 2005
Jonathan Robert Davies (no longer appointed)
FRN 187580 · Appointed 12 Aug 1998 · Until 29 Apr 2003
Alexander Estate Agents Ltd (no longer appointed)
FRN 188047 · Appointed 10 Aug 1998 · Until 29 Oct 2002
Property Express (no longer appointed)
FRN 201227 · Appointed 31 Jul 1998 · Until 14 May 2002
Aran Stanton (no longer appointed)
FRN 187896 · Appointed 30 Jul 1998 · Until 11 Jan 2002
Anthony Douglas Limited (no longer appointed)
FRN 188050 · Appointed 29 Jul 1998 · Until 21 Feb 2005
PDL Finance (no longer appointed)
FRN 201172 · Appointed 20 Jul 1998 · Until 25 Sep 2003
Lovetts Property Services (no longer appointed)
FRN 187236 · Appointed 13 Jul 1998 · Until 4 Mar 2003
Warwick Gate Financial Services Ltd (no longer appointed)
FRN 187748 · Appointed 23 Jun 1998 · Until 16 Apr 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.