Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Wardle
IRN DMW00019
- (2909)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
David Michael Wright
IRN DMW00035
- (1736)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
David Millar
IRN DXM00193
- (221)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
David Nicholas Eccles
IRN DNE00004
- (1395)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
David Nicholas Rafferty
IRN DNR00014
- (1333)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
David Noel Brown
IRN DNB00013
- (1527)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
David Norwood Robins
IRN DNR01019
- (2975)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
David O'Donoghue
IRN DXO01163
- (1015)CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- (1014)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
David O'Flaherty
IRN DXO00025
- (579)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Owen Charles
IRN DOC00002
- (1606)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Jarlands Financial Services (no longer appointed)
FRN 193669 · Appointed 24 Jun 2000 · Until 5 Sep 2005
Hillfoot Construction Ltd (no longer appointed)
FRN 177165 · Appointed 21 Jun 2000 · Until 30 Jul 2003
Direct House Link Limited (no longer appointed)
FRN 191991 · Appointed 20 Jun 2000 · Until 1 Dec 2001
3C Developments Ltd (no longer appointed)
FRN 193659 · Appointed 19 Jun 2000 · Until 8 Apr 2002
Hugh Richard Chapman (no longer appointed)
FRN 191886 · Appointed 8 Jun 2000 · Until 25 Mar 2003
Antony James Estate Agents (no longer appointed)
FRN 193655 · Appointed 8 Jun 2000 · Until 1 Dec 2001
Babingtons Estate Agents (no longer appointed)
FRN 201697 · Appointed 8 Jun 2000 · Until 30 Jan 2004
Clive Gardner (no longer appointed)
FRN 193653 · Appointed 6 Jun 2000 · Until 25 Mar 2003
Select Mortgages & F.S. (no longer appointed)
FRN 194187 · Appointed 1 Jun 2000 · Until 11 May 2004
Independent Mortgages Net (no longer appointed)
FRN 192317 · Appointed 1 Jun 2000 · Until 30 Sep 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.