Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Harry Muggridge
IRN GHM00016
- (248)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
Gordon Ivor Funnell
IRN GIF00002
- (472)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Gordon Robert Burnett
IRN GRB00016
- (1087)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 29 Oct 2007)
Gordon Stanley Chester Day
IRN DSD00006
- (2492)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Gordon Walker
IRN GXW01266
- (1049)CF21 Investment Adviser (27 Aug 2002 to 31 Mar 2005)
- (1048)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
Graeme Bradley
IRN GXB00105
- (2293)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Graeme Gary Vasey
IRN GGV00002
- (1700)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
Graeme Lionel Christopher Hodgson
IRN GXH00102
- (1635)CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2007)
Graeme Michael Cross
IRN GMC00021
- (2076)CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
- (2075)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
Graeme Robert Lyon
IRN GRL01052
- (1642)CF30 Customer (1 Nov 2007 to 15 Jan 2008)
- (1643)CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Solutions (no longer appointed)
FRN 214167 · Appointed 1 Dec 2001 · Until 21 Mar 2006
Sharman Quinney Financial Services Limited (no longer appointed)
FRN 176792 · Appointed 1 Dec 2001 · Until 19 Aug 2004
The Mortgage Place Limited (no longer appointed)
FRN 187891 · Appointed 1 Dec 2001 · Until 25 Nov 2002
Wright Mortgages (no longer appointed)
FRN 214223 · Appointed 1 Dec 2001 · Until 20 Sep 2002
DD Insurance & Financial Services (no longer appointed)
FRN 162534 · Appointed 1 Dec 2001 · Until 13 Jul 2004
McLeod Ross Financial Advisers (no longer appointed)
FRN 207133 · Appointed 1 Nov 2001 · Until 15 Oct 2004
Preferential Properties Ltd (no longer appointed)
FRN 207132 · Appointed 31 Oct 2001 · Until 10 Apr 2002
P Birch, S Mansfield & I Perry (no longer appointed)
FRN 207115 · Appointed 30 Oct 2001 · Until 1 Dec 2001
North Star Mortgage Services (no longer appointed)
FRN 207112 · Appointed 29 Oct 2001 · Until 26 Feb 2003
Oxford Mortgage House (no longer appointed)
FRN 207111 · Appointed 29 Oct 2001 · Until 2 Apr 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.