Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan James Ward
IRN AJW01274
- (1050)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Alan Keith Pirie
IRN AKP00009
- (2474)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (2475)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Alan Kenneth Cole
IRN AKC00004
- (348)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
Alan Kirkham
IRN AXK00041
- (423)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Mar 2004)
Alan Lazenby
IRN AXL00095
- (2950)CF21 Investment Adviser (28 Aug 2007 to 29 Oct 2007)
- (2949)CF22 Investment Adviser (Trainee) (9 Jan 2007 to 28 Aug 2007)
Alan Lea
IRN AXL00076
- (600)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
- (601)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Alan Michael Arthan
IRN AMA00003
- (1240)CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2005)
Alan Michael Shepherd
IRN AMS00055
- (2999)CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2006)
Alan Patrick Batt
IRN APB00033
- (436)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Alan Randall Maguinness
IRN ARM00030
- (1161)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

1st Choice (no longer appointed)
FRN 175493 · Appointed 16 Sep 1993 · Until 30 Apr 2004
Carlton Mortgage & Insurance Services (no longer appointed)
FRN 164394 · Appointed 14 Sep 1993 · Until 1 Dec 2001
Parkers Estate Agents (no longer appointed)
FRN 176627 · Appointed 6 Sep 1993 · Until 9 Jul 2002
Maurice Lee Financial Services (no longer appointed)
FRN 158178 · Appointed 2 Sep 1993 · Until 4 Apr 2004
Winkworth Surveyors & Winkworth (no longer appointed)
FRN 175980 · Appointed 1 Sep 1993 · Until 1 Dec 2001
Carters (no longer appointed)
FRN 176816 · Appointed 1 Sep 1993 · Until 9 Feb 2004
Carters Estate Agents Ltd (no longer appointed)
FRN 179536 · Appointed 1 Sep 1993 · Until 15 Dec 2005
Robinson Powell & Jackson (no longer appointed)
FRN 175789 · Appointed 1 Sep 1993 · Until 21 Aug 2002
Brien Firmin Independent Estate Agents (no longer appointed)
FRN 164561 · Appointed 1 Sep 1993 · Until 1 Sep 2003
Mohammad Sharif (no longer appointed)
FRN 178274 · Appointed 1 Sep 1993 · Until 25 Nov 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.