Legal and General Assurance Society Limited

Watch for changes

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Julie Gilby Wiggs
IRN JXG00107
- (1023)CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
Julie Margaret Errington
IRN JME00018
- (536)CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)
Julie Marie Pinkney
IRN JMP00045
- (456)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Julie Pattemore
IRN JXE00026
- (2541)CF21 Investment Adviser (4 Nov 2005 to 13 Jul 2006)
- (2540)CF22 Investment Adviser (Trainee) (29 Nov 2004 to 4 Nov 2005)
Julie Slawson
IRN JXS42925
- (2024)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 9 Dec 2025)
June Banks
IRN JXM00247
- (632)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
June Heather Parkinson
IRN JHP00017
- (671)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
June Lillian Woodhead
IRN JLW00003
- (1216)CF21 Investment Adviser (22 Dec 2004 to 31 Jul 2006)
Justin Browne
IRN JCB01246
- (3139)[PRA CF] Key function holder (1 Apr 2022 to 2 Apr 2022)
- (3141)[FCA CF] Material risk taker (26 Nov 2020 to 17 May 2021)
- (3140)[PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 9 Dec 2019)
Justin Francis David Dugdale
IRN JFD01039
- (1859)CF4 Partner (AR) (1 Dec 2001 to 6 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mortgagebrief Ltd (no longer appointed)
FRN 460085 · Appointed 14 Nov 2006 · Until 28 Oct 2007
The Mortgage Finance Store Limited (no longer appointed)
FRN 223751 · Appointed 2 Oct 2006 · Until 28 Oct 2007
Key Estate Agents ( Nuneaton ) Ltd (no longer appointed)
FRN 456984 · Appointed 14 Sep 2006 · Until 28 Oct 2007
Burchell Edwards Financial Services Ltd (no longer appointed)
FRN 454022 · Appointed 13 Sep 2006 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jul 2006 · Until 10 Jan 2007
Carrington Carr Home Finance Ltd (no longer appointed)
FRN 407654 · Appointed 4 Jul 2006 · Until 28 Oct 2007
McAfee Properties & Mortgages (no longer appointed)
FRN 175795 · Appointed 7 Jun 2006 · Until 28 Oct 2007
Home & Lands Banbridge Ltd (no longer appointed)
FRN 451707 · Appointed 23 May 2006 · Until 28 Oct 2007
The Will Writing Company (no longer appointed)
FRN 442244 · Appointed 17 May 2006 · Until 31 Jul 2006
Bridin Frances McKenna (no longer appointed)
FRN 408958 · Appointed 15 May 2006 · Until 28 Oct 2007

Recent activity

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (376)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (375)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (374)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (373)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (372)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (371)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (370)SMF18 Other Overall Responsibility
22 hours ago
controlled function added: (369)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (368)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (367)SMF7 Group Entity Senior Manager

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.