Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Colin Peter Selby
IRN CPS00009
- (1085)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Colin Richard Fitzgerald
IRN CRF00009
- (1001)CF7 Sole Trader (AR) (1 Dec 2001 to 14 May 2004)
- (1000)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
Colin Roy Baldwin
IRN CRB00039
- (2293)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2003)
- (2292)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Colin Simcock
IRN CXS01495
- (1601)CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
- (1600)CF22 Investment Adviser (Trainee) (16 Nov 2005 to 13 Mar 2007)
Colin Simpson Wallace
IRN CSW00003
- (3104)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
Colm Martin Costello
IRN CMC00027
- (2277)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
Colwyn Norman William Henry
IRN CNH00003
- (791)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2002)
Conchita Viner
IRN CXV00008
- (271)CF4 Partner (AR) (1 Dec 2001 to 6 Feb 2003)
Constantine Leventis
IRN CXL01141
- (191)CF1 Director (AR) (1 Dec 2001 to 11 Jul 2002)
Coralie Glaunes
IRN CXG80490
- (331)SMF16 Compliance Oversight (since 5 May 2026)
- (3212)SMF7 Group Entity Senior Manager (22 Sep 2022 to 23 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Shop (no longer appointed)
FRN 187839 · Appointed 31 Mar 1994 · Until 11 Jun 2003
Howick & Brooker Partnership Limited (no longer appointed)
FRN 175182 · Appointed 24 Mar 1994 · Until 1 Dec 2001
Simon Blyth Estate Agents (Barnsley) (no longer appointed)
FRN 178329 · Appointed 18 Mar 1994 · Until 30 Oct 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 16 Mar 1994 · Until 3 Feb 2003
Connor Prince Estate Agents (no longer appointed)
FRN 176209 · Appointed 15 Mar 1994 · Until 26 Feb 2003
Newland Finance (no longer appointed)
FRN 175158 · Appointed 14 Mar 1994 · Until 1 Dec 2001
Robinson Browning & Jackson (no longer appointed)
FRN 175241 · Appointed 3 Mar 1994 · Until 1 Dec 2001
Collins Estate Agents (no longer appointed)
FRN 175961 · Appointed 1 Mar 1994 · Until 1 Dec 2001
Churchills Estate Agents (no longer appointed)
FRN 175981 · Appointed 1 Mar 1994 · Until 1 Dec 2001
Bronte Estate Agents (no longer appointed)
FRN 180438 · Appointed 1 Mar 1994 · Until 20 Jan 2005

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (376)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (375)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (374)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (373)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (372)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (371)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (370)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (369)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (368)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (367)SMF7 Group Entity Senior Manager

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.