Legal and General Assurance Society Limited

Watch for changes

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

James Gray
IRN JXG00037
- (1138)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
James Guthrie
IRN JXG00055
- (69)CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
- (68)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)
James Hughes
IRN JXH00170
- (880)CF21 Investment Adviser (10 Nov 2004 to 28 Sep 2005)
James Ian Mitchell
IRN JIM00004
- (2402)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
James Jaiparkash Bawa
IRN JJB00033
- (3404)CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
James John Austin
IRN JJA00004
- (2013)CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
James John Corden
IRN JJC01080
- (1807)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
James Kersh
IRN JXK01207
- (182)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
James Lewis
IRN JXL00776
- (198)19. Administrative functions in relation to the operation of stakeholder pension schemes
- (199)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (200)[FCA CF] Manager of certification employee (since 4 Apr 2025)
- (201)[FCA CF] Functions requiring qualifications (since 20 Feb 2024)
James Mark Platt
IRN JMP00007
- (1246)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents. (no longer appointed)
FRN 223465 · Appointed 7 Mar 2003 · Until 29 Apr 2003
Mayflower Mortgages Limited (no longer appointed)
FRN 223476 · Appointed 7 Mar 2003 · Until 25 Nov 2004
Kinleigh Folkard & Hayward (no longer appointed)
FRN 223468 · Appointed 7 Mar 2003 · Until 26 Mar 2003
Key Estate Agents (Milton Keynes) Ltd (no longer appointed)
FRN 223469 · Appointed 7 Mar 2003 · Until 24 Apr 2006
MS Estates (no longer appointed)
FRN 223474 · Appointed 7 Mar 2003 · Until 31 Oct 2006
Guaranteed Home Loans (Kent) Ltd (no longer appointed)
FRN 223471 · Appointed 7 Mar 2003 · Until 22 May 2003
B Sure Mortgages (no longer appointed)
FRN 223472 · Appointed 7 Mar 2003 · Until 20 Jan 2005
Homebase Property Rentals (no longer appointed)
FRN 223477 · Appointed 7 Mar 2003 · Until 4 Feb 2004
Village Market Mortgage Services (no longer appointed)
FRN 223475 · Appointed 7 Mar 2003 · Until 7 Mar 2003
Williams Pallet Estate Agents (no longer appointed)
FRN 223466 · Appointed 7 Mar 2003 · Until 7 Apr 2003

Recent activity

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (326)[FCA CF] Significant management
12 hours ago
controlled function added: (325)[FCA CF] Client dealing
12 hours ago
controlled function added: (324)[PRA CF] Significant risk taker or Material risk taker
12 hours ago
controlled function added: (323)[PRA CF] Managing a material risk taker
12 hours ago
controlled function added: (322)[FCA CF] Material risk taker
12 hours ago
controlled function added: (321)[PRA CF] Significant risk taker or Material risk taker
12 hours ago
controlled function added: (320)[FCA CF] Significant management
12 hours ago
controlled function added: (319)[FCA CF] Material risk taker
12 hours ago
controlled function added: (318)[FCA CF] Significant management
12 hours ago
controlled function added: (317)[FCA CF] Material risk taker

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.