Legal and General Assurance Society Limited

Principal Place of Business

Phone

+4402031242000

Web

https://www.legalandgeneral.com

Complaints Contact

Phone

+4408002941120

Bank Deposits

For All, Deposit

P2P Lending Advice

For Commercial, Professional

Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

Authorised to Operate

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

Consumer Loans

Runs Stakeholder Pensions

Runs Personal Pensions

Loan Servicing

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

IRN GDB00005

• (1184)CF21 Investment Adviser (2 Jul 2002 to 27 Aug 2002)
• (1183)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)

IRN GFO01008

• (1379)CF30 Customer (1 Nov 2007 to 12 Feb 2013)
• (1380)CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)

IRN GIM01018

• (1427)CF22 Investment Adviser (Trainee) (15 Feb 2007 to 29 Oct 2007)

IRN GJH01104

• (2970)CF29 Significant management (1 Nov 2007 to 30 Apr 2013)
• (2971)CF20 Significant Mgt (Settlements) (3 Dec 2003 to 31 Oct 2007)
• (2972)CF16 Significant Mgt (Desgntd Investment Business) (3 Dec 2003 to 31 Oct 2007)
• (2973)CF1 Director (1 Dec 2001 to 30 Apr 2013)

IRN GXL00277

• (242)17. Administrative functions in relation to managing investments
• (241)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
• (240)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (243)[FCA CF] Functions requiring qualifications (since 7 Nov 2023)

IRN GXM00615

• (230)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (231)[FCA CF] Functions requiring qualifications (since 7 Dec 2023)

IRN GXM00703

• (354)SMF6 Head of Key Business Areas (since 1 Dec 2025)
• (358)[FCA CF] Manager of certification employee (since 31 Jan 2025)
• (356)[PRA CF] Significant risk taker or Material risk taker (since 2 Dec 2024)
• (357)[FCA CF] Material risk taker (since 2 Dec 2024)
• (359)[FCA CF] Significant management (since 2 Dec 2024)
• (355)[PRA CF] Key function holder (since 2 Dec 2024)

IRN GPJ01019

• (1475)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)

IRN GXS00732

• (154)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (155)[FCA CF] Functions requiring qualifications (since 6 Nov 2024)

IRN GDG00012

• (2236)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)