Legal and General Assurance Society Limited

Date authorised
1 April 2013
Companies House
00166055
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Assurance Society Ltd
    One Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031242000
    Web
    https://www.legalandgeneral.com

  • Complaints Contact

    Legal & General Assurance Society Ltd
    Four Central Square
    Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Runs Stakeholder Pensions

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Trevelyan Barker

    IRN DXB00167

    • (3186)CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
    • (3185)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
  • David Vallance Gibb

    IRN DVG00005

    • (1728)CF21 Investment Adviser (10 Jan 2003 to 29 Oct 2007)
    • (1729)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Sep 2004)
  • David Vaughan Farr

    IRN DVF00002

    • (2746)CF21 Investment Adviser (13 Jan 2005 to 31 Dec 2005)
  • David William James Jeffrey

    IRN DWJ00014

    • (718)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
  • David Wynne Morgan

    IRN DWM00018

    • (779)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
  • Dawn Broughton

    IRN DXB00126

    • (1124)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
  • Dawn Carol Wrightson

    IRN DCW00015

    • (933)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Dawn Petfield

    IRN DXP00060

    • (2264)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
  • Dean Gibbins

    IRN DCG00009

    • (1126)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
  • Dean John Stockton

    IRN DJS00099

    • (481)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Vallance Gibb (no longer appointed)

    FRN 195813 · Appointed 1 May 2001 · Until 7 Sep 2004

  • Harrison Brant (no longer appointed)

    FRN 201985 · Appointed 27 Apr 2001 · Until 1 Dec 2001

  • Margaret Currie (no longer appointed)

    FRN 201992 · Appointed 27 Apr 2001 · Until 14 May 2002

  • Mark Beaumont Ltd (no longer appointed)

    FRN 201986 · Appointed 27 Apr 2001 · Until 10 Jan 2003

  • Bond Estates (no longer appointed)

    FRN 195592 · Appointed 27 Apr 2001 · Until 20 Mar 2002

  • First Residential (no longer appointed)

    FRN 195593 · Appointed 26 Apr 2001 · Until 20 Mar 2002

  • Whitegates (no longer appointed)

    FRN 201990 · Appointed 25 Apr 2001 · Until 1 May 2003

  • Stephen Dickson (no longer appointed)

    FRN 195528 · Appointed 24 Apr 2001 · Until 1 Dec 2001

  • Elysium Properties Ltd (no longer appointed)

    FRN 202005 · Appointed 24 Apr 2001 · Until 15 Nov 2002

  • Kinleigh (South East) Ltd (no longer appointed)

    FRN 201991 · Appointed 23 Apr 2001 · Until 26 Mar 2003

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (336)[PRA CF] Key function holder

  2. controlled function added: (335)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (334)SMF18 Other Overall Responsibility

  4. controlled function added: (333)[FCA CF] Manager of certification employee

  5. controlled function added: (332)[FCA CF] Client dealing

  6. controlled function added: (331)SMF16 Compliance Oversight

  7. controlled function added: (330)[PRA CF] Key function holder

  8. controlled function added: (329)SMF20 Chief Actuary

  9. controlled function added: (328)[PRA CF] Key function holder

  10. controlled function added: (327)SMF18 Other Overall Responsibility

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