Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher Paul Girling
IRN CXG00033
- (2316)CF21 Investment Adviser (15 Feb 2002 to 21 May 2003)
- (2315)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
Christopher Paul Hill
IRN CPH00011
- (1014)CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
Christopher Paul Tydeman
IRN CPT00009
- (3160)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Christopher Philip Jetten
IRN CPJ00003
- (1106)CF30 Customer (1 Nov 2007 to 5 May 2008)
- (1107)CF22 Investment Adviser (Trainee) (16 Nov 2005 to 31 Oct 2007)
Christopher Price Heyworth
IRN CPH00007
- (1365)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2004)
Christopher Reynold Smith
IRN CRS00009
- (3134)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
- (3133)CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2002)
Christopher Rhett Jackson
IRN CRJ00002
- (1655)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (1654)CF22 Investment Adviser (Trainee) (5 Jul 2005 to 31 Jul 2006)
Christopher Richard Bartrip
IRN CRB00038
- (2340)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Christopher Richard Bryan Beer
IRN CRB00015
- (2868)CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
Christopher Robert Hill
IRN CRH00019
- (1236)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

TJ Rayner (no longer appointed)
FRN 186247 · Appointed 17 Feb 1998 · Until 1 Dec 2001
Hunter Campbell (no longer appointed)
FRN 187884 · Appointed 16 Feb 1998 · Until 10 Apr 2003
Stonebridge Financial Services (Surrey) Limited (no longer appointed)
FRN 186463 · Appointed 10 Feb 1998 · Until 17 Feb 2005
MGLP Financial Services (no longer appointed)
FRN 186462 · Appointed 7 Feb 1998 · Until 30 Sep 2003
Masella Coupe Estate Agents (no longer appointed)
FRN 186236 · Appointed 6 Feb 1998 · Until 30 Sep 2003
Borthwick & Co Limited (no longer appointed)
FRN 191945 · Appointed 1 Feb 1998 · Until 12 Feb 2002
Home Mortgage Choice Ltd (no longer appointed)
FRN 186234 · Appointed 1 Feb 1998 · Until 14 Mar 2005
Brooklands Estate Agents (no longer appointed)
FRN 201134 · Appointed 19 Jan 1998 · Until 30 Jul 2003
Towers Estates (no longer appointed)
FRN 186476 · Appointed 2 Jan 1998 · Until 20 Apr 2004
J S Financial Services (no longer appointed)
FRN 186233 · Appointed 1 Jan 1998 · Until 29 Sep 2004

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (3375)CF4 Partner (AR)
4 days ago
controlled function added: (3374)CF1 Director (AR)
4 days ago
controlled function added: (3373)CF20 Significant Mgt (Settlements)
4 days ago
controlled function added: (3372)CF21 Investment Adviser
4 days ago
controlled function added: (3371)CF22 Investment Adviser (Trainee)
4 days ago
controlled function added: (3370)CF1 Director (AR)
4 days ago
controlled function added: (3369)CF21 Investment Adviser
4 days ago
controlled function added: (3368)CF1 Director (AR)
4 days ago
controlled function added: (3367)CF2 Non Executive Director (AR)
4 days ago
controlled function added: (3366)CF1 Director (AR)

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.