Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jolyon Hamilton Hart Frankis
IRN JHF00012
- (774)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
- (775)CF4 Partner (AR) (1 Dec 2001 to 6 Apr 2004)
Jon Turner
IRN JXT00544
- (353)[FCA CF] Significant management (since 1 Aug 2024)
- (352)[FCA CF] Manager of certification employee (since 1 Aug 2024)
Jonathan Bloomfield
IRN JXB00033
- (2922)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
Jonathan Brett Wilson
IRN JBW01038
- (28)CF16 Significant Mgt (Desgntd Investment Business) (16 Sep 2002 to 11 Feb 2004)
Jonathan Colwell Batten
IRN JCB01184
- (1829)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
Jonathan David Bamford
IRN JDB00043
- (2810)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Jonathan David Leslie Evans
IRN JDE00009
- (418)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Jonathan George Fry
IRN JGF00009
- (1786)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 12 Jan 2007)
- (1787)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Jonathan Hunt
IRN JXH00060
- (1151)CF21 Investment Adviser (1 Dec 2001 to 8 May 2002)
- (1152)CF1 Director (AR) (1 Dec 2001 to 19 Nov 2003)
Jonathan Jones
IRN JXJ42822
- (2175)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 7 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Premier Financial Services Hanwell (no longer appointed)
FRN 214191 · Appointed 11 Mar 2003 · Until 19 Jul 2004
Town & Country Property Services (no longer appointed)
FRN 214221 · Appointed 11 Mar 2003 · Until 17 Jul 2003
Peter Ampofo & Co (no longer appointed)
FRN 214189 · Appointed 11 Mar 2003 · Until 23 Apr 2003
Premier Mortgage Services (Nottingham) Limited (no longer appointed)
FRN 214136 · Appointed 11 Mar 2003 · Until 18 Mar 2005
Mortgage Solutions (Manchester) (no longer appointed)
FRN 214185 · Appointed 11 Mar 2003 · Until 14 Sep 2004
Sovereign Financial Management (Berkhamsted) Ltd (no longer appointed)
FRN 214207 · Appointed 11 Mar 2003 · Until 11 Mar 2003
Mortgage Solutions Ltd Horsham (no longer appointed)
FRN 214186 · Appointed 11 Mar 2003 · Until 8 Nov 2004
Smith Elliot Financial Management (no longer appointed)
FRN 214203 · Appointed 11 Mar 2003 · Until 21 Jul 2003
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
TAD City Finance (no longer appointed)
FRN 214208 · Appointed 11 Mar 2003 · Until 11 Mar 2003

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (3385)CF29 Significant management
4 days ago
controlled function added: (3384)CF1 Director (AR)
4 days ago
controlled function added: (3383)CF1 Director (AR)
4 days ago
controlled function added: (3382)[FCA CF] Significant management
4 days ago
controlled function added: (3381)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (3380)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (3379)[PRA CF] Managing a material risk taker
4 days ago
controlled function added: (3378)CF21 Investment Adviser
4 days ago
controlled function added: (3377)CF21 Investment Adviser
4 days ago
controlled function added: (3376)CF1 Director

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.