Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ismail Voraji
IRN IXV01020
- (1574)CF22 Investment Adviser (Trainee) (14 Jul 2005 to 1 Sep 2005)
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Ivan Charles Dorling
IRN ICD00007
- (3073)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
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Ivan Paul Totton
IRN IPT00004
- (2469)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Ivor John Jenkins
IRN IJJ00003
- (3321)CF4 Partner (AR) (9 Jul 2002 to 9 Jul 2002)
- (3320)CF7 Sole Trader (AR) (9 Jul 2002 to 2 Mar 2005)
- (3319)CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2004)
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Ivor Patrick Skinner
IRN IPS01028
- (2555)CF22 Investment Adviser (Trainee) (14 May 2007 to 29 May 2007)
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Ivor Robert Meyrick
IRN IRM00007
- (152)CF21 Investment Adviser (18 Dec 2002 to 12 Sep 2003)
- (151)CF22 Investment Adviser (Trainee) (11 Feb 2002 to 18 Dec 2002)
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Jack Milne Parkinson
IRN JMP00039
- (668)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
- (669)CF4 Partner (AR) (1 Dec 2001 to 6 Apr 2004)
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Jack Moloney
IRN JXM04045
- (183)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (184)[FCA CF] Functions requiring qualifications (since 29 Apr 2024)
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Jacqueline Dorothy Mary Noakes
IRN JDN01039
- (2877)CF1 Director (11 Jun 2014 to 1 Apr 2016)
- (2876)CF29 Significant management (23 Apr 2009 to 29 Jun 2018)
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Jacqueline Elizabeth Hobbs
IRN JEH00062
- (683)CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Team Property Connections (no longer appointed)
FRN 196218 · Appointed 27 Jul 2001 · Until 26 Jan 2002
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Horsfield & Dawson Estate Agents (no longer appointed)
FRN 196217 · Appointed 25 Jul 2001 · Until 25 Nov 2004
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White Horse Estate Agents Ltd (no longer appointed)
FRN 206268 · Appointed 10 Jul 2001 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3425)CF22 Investment Adviser (Trainee)
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controlled function added: (3424)SMF20 Chief Actuary
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controlled function added: (3423)CF22 Investment Adviser (Trainee)
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controlled function added: (3422)CF29 Significant management
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controlled function added: (3421)CF21 Investment Adviser
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controlled function added: (3420)CF21 Investment Adviser
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controlled function added: (3419)CF7 Sole Trader (AR)
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controlled function added: (3418)CF21 Investment Adviser
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controlled function added: (3417)CF22 Investment Adviser (Trainee)
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controlled function added: (3416)CF11 Money Laundering Reporting