Ivan Paul Totton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2022)
    • [FCA CF] Client dealing (since 14 Dec 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (12 Aug 2019 to 5 Dec 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (28 Aug 2019 to 5 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Feb 2015 to 31 Jul 2019)
  • The Mortgage Group (NI) Ltd (no longer approved here)

    FRN 232427

    • (12)Employed By (13 May 2009 to 28 Apr 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)Employed By at The Mortgage Group (NI) Ltd