Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Julie Gilby Wiggs
IRN JXG00107
- (1023)CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
Julie Margaret Errington
IRN JME00018
- (536)CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)
Julie Marie Pinkney
IRN JMP00045
- (456)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Julie Pattemore
IRN JXE00026
- (2541)CF21 Investment Adviser (4 Nov 2005 to 13 Jul 2006)
- (2540)CF22 Investment Adviser (Trainee) (29 Nov 2004 to 4 Nov 2005)
Julie Slawson
IRN JXS42925
- (2024)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 9 Dec 2025)
June Banks
IRN JXM00247
- (632)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
June Heather Parkinson
IRN JHP00017
- (671)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
June Lillian Woodhead
IRN JLW00003
- (1216)CF21 Investment Adviser (22 Dec 2004 to 31 Jul 2006)
Justin Browne
IRN JCB01246
- (3139)[PRA CF] Key function holder (1 Apr 2022 to 2 Apr 2022)
- (3141)[FCA CF] Material risk taker (26 Nov 2020 to 17 May 2021)
- (3140)[PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 9 Dec 2019)
Justin Francis David Dugdale
IRN JFD01039
- (1859)CF4 Partner (AR) (1 Dec 2001 to 6 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Pall Mall Estates (no longer appointed)
FRN 207081 · Appointed 22 Aug 2001 · Until 30 Jul 2002
A1 Mortgages (no longer appointed)
FRN 207080 · Appointed 22 Aug 2001 · Until 1 Dec 2001
PAB Property Consultants (no longer appointed)
FRN 196524 · Appointed 22 Aug 2001 · Until 1 May 2003
Farmer & Dyer (no longer appointed)
FRN 207079 · Appointed 22 Aug 2001 · Until 25 Feb 2002
Mortgage Funding (Hampshire) Limited (no longer appointed)
FRN 196523 · Appointed 22 Aug 2001 · Until 24 Apr 2003
Glenisters Estates Agents (no longer appointed)
FRN 207075 · Appointed 17 Aug 2001 · Until 1 Dec 2001
Taylor & Wood Estate Agents (no longer appointed)
FRN 207047 · Appointed 3 Aug 2001 · Until 21 Jul 2003
Kate Ryan (no longer appointed)
FRN 196302 · Appointed 3 Aug 2001 · Until 29 Apr 2003
Daniel McAlister & Sons (no longer appointed)
FRN 196301 · Appointed 30 Jul 2001 · Until 1 May 2003
Team Property Connections (no longer appointed)
FRN 196218 · Appointed 27 Jul 2001 · Until 26 Jan 2002

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (346)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (345)[FCA CF] Significant management
4 days ago
controlled function added: (344)[FCA CF] Material risk taker
4 days ago
controlled function added: (343)[PRA CF] Key function holder
4 days ago
controlled function added: (342)SMF1 Chief Executive
4 days ago
controlled function added: (341)Responsible for Insurance Distribution
4 days ago
controlled function added: (340)[PRA CF] Key function holder
4 days ago
controlled function added: (339)SMF5 Head of Internal Audit
4 days ago
controlled function added: (338)[PRA CF] Key function holder
4 days ago
controlled function added: (337)SMF24 Chief Operations

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.