Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Corey Ian Drover
IRN CID00002
- (1681)CF21 Investment Adviser (5 Jun 2006 to 4 Aug 2006)
- (1680)CF22 Investment Adviser (Trainee) (15 Feb 2005 to 5 Jun 2006)
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Corin James Holness
IRN CJH00084
- (1527)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
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Costantinos Agathangelou
IRN CXA00045
- (2105)CF21 Investment Adviser (8 Mar 2002 to 29 Oct 2007)
- (2104)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
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Craig Adams
IRN CXA00025
- (838)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
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Craig Andrew McPetrie
IRN CAM00073
- (1926)CF21 Investment Adviser (9 Feb 2004 to 21 Feb 2005)
- (1927)CF4 Partner (AR) (1 Jul 2003 to 29 Oct 2007)
- (1925)CF22 Investment Adviser (Trainee) (20 May 2003 to 9 Feb 2004)
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Craig Brown
IRN CXB00580
- (2462)[FCA CF] Significant management (2 Apr 2024 to 31 Dec 2025)
- (2458)[PRA CF] Key function holder (2 Apr 2024 to 31 Dec 2025)
- (2459)[PRA CF] Significant risk taker or Material risk taker (2 Apr 2024 to 31 Jan 2026)
- (2460)[FCA CF] Material risk taker (2 Apr 2024 to 31 Jan 2026)
- (2461)[FCA CF] Manager of certification employee (2 Apr 2024 to 31 Jan 2026)
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Craig Francis Rutter
IRN CFR01013
- (2155)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 29 Oct 2007)
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Craig John Furlong
IRN CJF00007
- (1219)CF21 Investment Adviser (22 Dec 2004 to 20 Apr 2005)
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Craig John Howting
IRN CXH00433
- (22)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (23)[FCA CF] Functions requiring qualifications (since 19 Dec 2022)
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Craig John Sayers
IRN CJS00093
- (1523)CF21 Investment Adviser (6 Mar 2006 to 21 Apr 2006)
- (1522)CF22 Investment Adviser (Trainee) (7 Jan 2005 to 6 Mar 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bridge Development Consultants Limited (no longer appointed)
FRN 201213 · Appointed 17 Aug 1995 · Until 1 Mar 2002
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Dacre, Son & Hartley Limited (no longer appointed)
FRN 200953 · Appointed 14 Aug 1995 · Until 1 Dec 2001
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Robinson Hedges & Jackson (no longer appointed)
FRN 201909 · Appointed 11 Aug 1995 · Until 21 Aug 2002
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Robinson Hedges & Jackson (no longer appointed)
FRN 201912 · Appointed 11 Aug 1995 · Until 21 Aug 2002
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Waterfords (Estate Agents) Ltd (no longer appointed)
FRN 180683 · Appointed 10 Aug 1995 · Until 24 Jul 2003
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The Mortgage Advice Centre Ltd (no longer appointed)
FRN 192838 · Appointed 4 Aug 1995 · Until 13 May 2002
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Watermark Property Services Limited (no longer appointed)
FRN 184384 · Appointed 4 Aug 1995 · Until 1 Dec 2001
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Choice Financial & Mortgage Services (no longer appointed)
FRN 178592 · Appointed 2 Aug 1995 · Until 1 Dec 2001
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RJV Mortgage and Financial Services (no longer appointed)
FRN 180443 · Appointed 1 Aug 1995 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3445)CF21 Investment Adviser
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controlled function added: (3444)SMF7 Group Entity Senior Manager
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controlled function added: (3443)SIMF7 Group Entity Senior Insurance Manager Function
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controlled function added: (3442)CF21 Investment Adviser
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controlled function added: (3441)CF2 Non Executive Director
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controlled function added: (3440)[PRA CF] Key function holder
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controlled function added: (3439)CF29 Significant management
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controlled function added: (3438)SMF18 Other Overall Responsibility
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controlled function added: (3437)SMF7 Group Entity Senior Manager
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controlled function added: (3436)SIMF7 Group Entity Senior Insurance Manager Function