Legal and General Assurance Society Limited

Watch for changes

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Danny David Kent
IRN DDK01004
- (1453)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
Darren Anthony Cudner
IRN DXC00216
- (359)CF21 Investment Adviser (18 Dec 2002 to 24 Apr 2003)
- (358)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
Darren Gary Adams
IRN DGA00011
- (107)CF22 Investment Adviser (Trainee) (19 Jun 2002 to 15 Nov 2002)
Darren James Bass
IRN DJB00184
- (314)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Darren Lee Wolverston
IRN DLW00032
- (369)CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2004)
Darren Michael Lambert
IRN DML00012
- (2881)CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
Darren Peter Ashley
IRN DPA00015
- (304)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Darryl George Earl
IRN DGE00011
- (106)CF22 Investment Adviser (Trainee) (30 Jul 2007 to 29 Oct 2007)
Daryl Hyde
IRN DXH01433
- (3130)CF1 Director (AR) (16 May 2002 to 3 Jun 2006)
Daryl Simon Boswell
IRN DSB01079
- (1769)CF7 Sole Trader (AR) (1 Dec 2001 to 12 Sep 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Birmingham City Football Club Plc (no longer appointed)
FRN 201576 · Appointed 26 Jan 2000 · Until 7 Jun 2002
Ashley Adams (Sutton) (no longer appointed)
FRN 194053 · Appointed 25 Jan 2000 · Until 16 Apr 2003
ADP Mortgage & Financial Services (no longer appointed)
FRN 201575 · Appointed 25 Jan 2000 · Until 2 Apr 2004
McGreevy Construction Ltd (no longer appointed)
FRN 201568 · Appointed 25 Jan 2000 · Until 22 Mar 2002
NP Estates (no longer appointed)
FRN 201570 · Appointed 20 Jan 2000 · Until 21 Apr 2004
Principal Estate Agents Limited (no longer appointed)
FRN 201567 · Appointed 19 Jan 2000 · Until 16 Oct 2002
Penny's Estate Agents Ltd (no longer appointed)
FRN 201566 · Appointed 18 Jan 2000 · Until 22 Apr 2002
Holmes Pearman Partnership (no longer appointed)
FRN 194379 · Appointed 12 Jan 2000 · Until 19 Dec 2001
Mortgage Mania (no longer appointed)
FRN 201554 · Appointed 2 Jan 2000 · Until 7 Jun 2002
Lifetime Financial Management Ltd (no longer appointed)
FRN 191620 · Appointed 1 Jan 2000 · Until 27 May 2003

Recent activity

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (356)[PRA CF] Significant risk taker or Material risk taker
10 hours ago
controlled function added: (355)[PRA CF] Key function holder
10 hours ago
controlled function added: (354)SMF6 Head of Key Business Areas
10 hours ago
controlled function added: (353)[FCA CF] Significant management
10 hours ago
controlled function added: (352)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (351)[FCA CF] Material risk taker
10 hours ago
controlled function added: (350)[PRA CF] Key function holder
10 hours ago
controlled function added: (349)SMF4 Chief Risk
10 hours ago
controlled function added: (348)[PRA CF] Significant risk taker or Material risk taker
10 hours ago
controlled function added: (347)[PRA CF] Key function holder

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.