Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SOVEREIGN MONEY MATTERS LIMITED
FRN 599883
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 13 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (since 13 Apr 2021)
- CF30 Customer (since 3 Jun 2020)
-
AireValley IFA Ltd
FRN 926692
- (3)Employed By (since 3 Jun 2020)
-
- [FCA CF] Client dealing (24 Apr 2025 to 1 Oct 2025)
- [FCA CF] Functions requiring qualifications (24 Apr 2025 to 1 Oct 2025)
-
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at AireValley IFA Ltd
-
controlled function added: (3)Employed By at AireValley IFA Ltd