Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 13 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 13 Apr 2021)
    • CF30 Customer (since 3 Jun 2020)
    • (3)Employed By (since 3 Jun 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 Apr 2025 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (24 Apr 2025 to 1 Oct 2025)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AireValley IFA Ltd

  2. controlled function added: (3)Employed By at AireValley IFA Ltd