Legal and General Assurance Society Limited

Principal Place of Business

Phone

+4402031242000

Web

https://www.legalandgeneral.com

Complaints Contact

Phone

+4408002941120

Bank Deposits

For All, Deposit

P2P Lending Advice

For Commercial, Professional

Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

Authorised to Operate

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

Consumer Loans

Runs Stakeholder Pensions

Runs Personal Pensions

Loan Servicing

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

IRN LCD00007

• (1980)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)

IRN LXN42860

• (2786)[FCA CF] Manager of certification employee (10 Dec 2018 to 3 Aug 2020)
• (2787)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 23 Feb 2026)

IRN LJR00006

• (2886)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)

IRN LJB01086

• (1965)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)

IRN LXP00426

• (126)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
• (127)17. Administrative functions in relation to managing investments
• (125)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (128)[FCA CF] Functions requiring qualifications (since 12 Feb 2025)

IRN LXR00285

• (285)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (286)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
• (287)[FCA CF] Functions requiring qualifications (since 6 Oct 2023)

IRN EXH00064

• (2524)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
• (2525)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)

IRN LXZ01071

• (1319)SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Aug 2016)
• (1320)CF2 Non Executive Director (17 Oct 2013 to 6 Mar 2016)

IRN LDH00005

• (2496)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
• (2495)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)

IRN LPR00005

• (3055)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
• (3054)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)