Legal and General Assurance Society Limited

Principal Place of Business

Phone

+4402031242000

Web

https://www.legalandgeneral.com

Complaints Contact

Phone

+4408002941120

Bank Deposits

For All, Deposit

P2P Lending Advice

For Commercial, Professional

Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Authorised to Operate

Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

Consumer Loans

Runs Stakeholder Pensions

Runs Personal Pensions

Loan Servicing

Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

IRN LCD00007

• (1980)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)

IRN LXN42860

• (2787)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 23 Feb 2026)
• (2786)[FCA CF] Manager of certification employee (10 Dec 2018 to 3 Aug 2020)

IRN LJR00006

• (2886)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)

IRN LJB01086

• (1965)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)

IRN LXP00426

• (125)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (127)17. Administrative functions in relation to managing investments
• (126)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
• (128)[FCA CF] Functions requiring qualifications (since 12 Feb 2025)

IRN LXR00285

• (286)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
• (285)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (287)[FCA CF] Functions requiring qualifications (since 6 Oct 2023)

IRN EXH00064

• (2524)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
• (2525)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)

IRN LXZ01071

• (1319)SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Aug 2016)
• (1320)CF2 Non Executive Director (17 Oct 2013 to 6 Mar 2016)

IRN LDH00005

• (2496)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
• (2495)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)

IRN LPR00005

• (3055)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
• (3054)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)