Legal and General Assurance Society Limited

Date authorised
1 April 2013
Companies House
00166055
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Assurance Society Ltd
    One Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031242000
    Web
    https://www.legalandgeneral.com

  • Complaints Contact

    Legal & General Assurance Society Ltd
    Four Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Consumer Loans

  • Runs Stakeholder Pensions

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Brian

    IRN KXB00096

    • (1850)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
  • Keith Bruce Miller

    IRN KBM00008

    • (1666)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 30 Jun 2003)
  • Keith Cecil Pointer

    IRN KCP00009

    • (2832)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)
  • Keith Charles Hodson

    IRN KCH00005

    • (537)CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2002)
    • (538)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Keith Douglas Perryman

    IRN KDP00002

    • (976)CF4 Partner (AR) (1 Dec 2001 to 14 Apr 2009)
    • (975)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Keith Eric Boyce

    IRN KEB00006

    • (3132)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
  • Keith Eric Hyland

    IRN KEH00010

    • (1225)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
  • Keith Geoffrey Carr

    IRN KGC01025

    • (2679)CF22 Investment Adviser (Trainee) (20 Jul 2006 to 14 Sep 2007)
  • Keith Griffiths

    IRN KXG01124

    • (209)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
  • Keith James Noel Parkinson

    IRN KJP00014

    • (2131)CF1 Director (AR) (1 Dec 2001 to 4 Jan 2005)
    • (2130)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (256)19. Administrative functions in relation to the operation of stakeholder pension schemes

  2. controlled function added: (255)[FCA CF] Functions requiring qualifications

  3. controlled function added: (254)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

  4. controlled function added: (253)19. Administrative functions in relation to the operation of stakeholder pension schemes

  5. controlled function added: (252)[FCA CF] Manager of certification employee

  6. controlled function added: (251)[FCA CF] Functions requiring qualifications

  7. controlled function added: (250)16. Safeguarding and administering investments or holding client money

  8. controlled function added: (249)17. Administrative functions in relation to managing investments

  9. controlled function added: (248)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

  10. controlled function added: (247)19. Administrative functions in relation to the operation of stakeholder pension schemes

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