Leek United Building Society

• Principal Place of Business

  50 St Edward Street

  Leek

  Staffordshire

  ST13 5DL

  UNITED KINGDOM

  Phone

  +441538384151

  Web

  https://www.leekbs.co.uk

• Complaints Contact

  50 St Edward Street

  Leek

  Staffordshire

  ST13 5DL

  UNITED KINGDOM

  Phone

  +441538384151

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Unit

• Simon Douglas Adams

  IRN SDA01047

  • SMF4 Chief Risk (7 Mar 2016 to 1 Aug 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Aug 2016)
  • SMF16 Compliance Oversight (7 Mar 2016 to 1 Aug 2016)
  • CF11 Money Laundering Reporting (4 Mar 2016 to 6 Mar 2016)
  • CF28 Systems and controls (4 Mar 2016 to 6 Mar 2016)
  • CF10 Compliance Oversight (4 Mar 2016 to 6 Mar 2016)
• Steven Clarke

  IRN SXC00365

  • SMF24 Chief Operations (since 9 Jan 2025)
  • SMF2 Chief Finance (since 29 Nov 2022)
  • [FCA CF] Significant management (since 14 Nov 2022)
  • [FCA CF] Material risk taker (since 14 Nov 2022)
• Susan Ann Sales

  IRN SXS66672

  • [PRA CF] Significant risk taker or Material risk taker (16 Oct 2017 to 30 Jan 2026)
• Timothy Ford Jones

  IRN TXJ66674

  • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2018 to 30 Jan 2026)
• Timothy Guy Davis

  IRN TXD00152

  • [FCA CF] Material risk taker (11 Oct 2021 to 3 Nov 2021)
• Tracey Birch

  IRN TXB00405

  • [FCA CF] Material risk taker (1 Oct 2022 to 30 Sep 2023)
• Tracey Maria Johnson

  IRN TXJ31234

  • [PRA CF] Significant risk taker or Material risk taker (10 Jun 2019 to 31 May 2021)
• Tracy Raynor

  IRN TXR00259

  • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2023 to 30 Jan 2026)

No changes recorded yet.