Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carol Margaret Kavanagh

    IRN CMK01043

    • CF2 Non Executive Director (29 Nov 2005 to 27 Mar 2012)
  • Carole Ann Roberts

    IRN CXR65667

    • [FCA CF] Material risk taker (since 1 Apr 2021)
  • Caroline Drummond

    IRN CXD00056

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2023)
    • [FCA CF] Manager of certification employee (since 5 Aug 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Dec 2018)
    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Dec 2018)
  • Caroline Frances Dale

    IRN CXD00103

    • [PRA CF] Key function holder (since 1 Nov 2023)
    • SMF5 Head of Internal Audit (since 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
  • Caroline Jane Hill

    IRN CJH01422

    • SMF18 Other Overall Responsibility (6 Sep 2022 to 30 Apr 2023)
    • [FCA CF] Significant management (6 Sep 2022 to 30 Apr 2023)
    • [FCA CF] Material risk taker (1 Feb 2022 to 30 Apr 2023)
  • Catherine Nora Erb

    IRN CNE01013

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2022 to 31 May 2023)
  • Charlotte Jane Newton

    IRN CXN00143

    • [FCA CF] Client dealing (27 Jun 2022 to 28 Jun 2024)
  • Cheryl Yvonne Keeler

    IRN CXK00021

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Oct 2025)
  • Christian Evans

    IRN CXE00073

    • [FCA CF] Functions requiring qualifications (24 Aug 2023 to 31 Jul 2025)
  • Christopher David Wilson

    IRN CXW00713

    • [FCA CF] Functions requiring qualifications (28 Nov 2024 to 31 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.