Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2025)
    • [FCA CF] Client dealing (since 29 Jul 2025)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • [FCA CF] Functions requiring qualifications (24 Aug 2023 to 31 Jul 2025)
  • Life's Great Limited (no longer approved here)

    FRN 478215

    • [FCA CF] Functions requiring qualifications (23 May 2023 to 8 Aug 2023)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 6 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.