Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Laura Henderson

    IRN RXH00062

    • [FCA CF] Functions requiring qualifications (15 Jan 2019 to 11 Oct 2019)
  • Rebecca Hewitt

    IRN RXH00059

    • [FCA CF] Material risk taker (10 Dec 2018 to 28 Feb 2022)
  • Rebecca Jean Codling

    IRN RXC00101

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2019)
  • Reepa Begum Shahid

    IRN RXS86819

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Jun 2020)
  • Richard Bright

    IRN RXB81085

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2026)
  • Richard Guy Fearon

    IRN RGF01047

    • [PRA CF] Key function holder (18 Feb 2019 to 27 Nov 2025)
    • SMF1 Chief Executive (18 Feb 2019 to 22 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Feb 2019 to 27 Nov 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 27 Nov 2025)
    • [FCA CF] Significant management (10 Dec 2018 to 27 Nov 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Feb 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Feb 2024)
    • SMF3 Executive Director (7 Mar 2016 to 27 Nov 2025)
    • Responsible for Insurance Mediation (19 Feb 2016 to 30 Sep 2018)
    • CF1 Director (19 Feb 2016 to 6 Mar 2016)
  • Richard Peter Wood

    IRN RXW00066

    • [FCA CF] Client dealing (since 10 Dec 2018)
  • Robert Darnton Wade

    IRN RDW01048

    • CF2 Non Executive Director (1 Dec 2001 to 30 Mar 2007)
  • Robert James Howse

    IRN RXH20734

    • SMF3 Executive Director (since 22 Jul 2021)
    • [FCA CF] Material risk taker (since 1 May 2021)
    • [FCA CF] Significant management (since 1 May 2021)
    • [PRA CF] Key function holder (since 13 Dec 2019)
    • SMF24 Chief Operations (since 13 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Sep 2019)
  • Robert Jay Ronnebeck

    IRN RXR00492

    • [PRA CF] Significant risk taker or Material risk taker (since 6 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.