LDC (Managers) Limited

• Principal Place of Business

  L D C

  1 Vine Street

  London

  Westminster

  W1J 0AH

  UNITED KINGDOM

  Phone

  +442077583680

  Web

  https://www.ldc.co.uk

• Complaints Contact

  L D C

  1 Vine Street

  London

  Westminster

  W1J 0AH

  UNITED KINGDOM

  Phone

  +4402077583680

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

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  • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Bester

  IRN AJB01351

  • CF1 Director (7 Jan 2013 to 1 Sep 2017)
• Andrew Charles Edwards

  IRN ACE01043

  • CF28 Systems and controls (15 Sep 2017 to 8 Dec 2019)
• Andrew George Sandars

  IRN AGS01129

  • CF1 Director (30 Jan 2013 to 4 Apr 2016)
  • CF28 Systems and controls (1 Nov 2007 to 28 Apr 2011)
  • CF10 Compliance Oversight (19 Sep 2007 to 9 Aug 2010)
  • CF11 Money Laundering Reporting (19 Sep 2007 to 9 Aug 2010)
  • CF14 Risk Assessment (19 Sep 2007 to 31 Oct 2007)
• Andrew Holman

  IRN AXH00002

  • [FCA CF] Client dealing (since 3 Jul 2020)
• Andrew John Cumming

  IRN AJC01352

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (12 Jun 2015 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
  • CF14 Risk Assessment (4 Sep 2003 to 31 Oct 2007)
• Andrew John Grove

  IRN AJG01224

  • [PRA CF] Managing a material risk taker (12 Nov 2020 to 1 Jan 2021)
  • [PRA CF] Significant risk taker or Material risk taker (12 Nov 2020 to 1 Jan 2021)
  • [FCA CF] Material risk taker (12 Nov 2020 to 1 Jan 2021)
  • [FCA CF] Client dealing (24 Jun 2020 to 1 Jan 2021)
  • [FCA CF] Manager of certification employee (24 Jun 2020 to 1 Jan 2021)
• Ann Maria Kenny

  IRN AXK02783

  • SMF3 Executive Director (since 4 Jan 2022)
  • [FCA CF] CASS oversight function (25 Sep 2020 to 4 May 2022)
  • CF10a CASS Oversight function (8 Dec 2015 to 8 Dec 2019)
• Anthony Francis Kennedy

  IRN AFK01037

  • CF28 Systems and controls (12 Jan 2018 to 8 Dec 2019)
• Anthony West

  IRN AXW00494

  • [FCA CF] Client dealing (since 9 Dec 2021)
• Astrid Grey

  IRN ACG01045

  • CF10 Compliance Oversight (14 Jul 2009 to 1 Mar 2010)
  • CF11 Money Laundering Reporting (14 Jul 2009 to 1 Mar 2010)

No changes recorded yet.