Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Algorithmic trading (since 14 Jan 2025)
- [FCA CF] Manager of certification employee (since 12 Jan 2017)
- [FCA CF] Material risk taker (since 12 Jan 2017)
- [PRA CF] Managing a material risk taker (since 12 Jan 2017)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Jan 2017)
- CF30 Customer (11 Nov 2014 to 6 Mar 2016)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Algorithmic trading (since 14 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
- [FCA CF] Manager of certification employee (since 1 Jan 2023)
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [PRA CF] Managing a material risk taker (since 1 Jan 2023)
- CF30 Customer (11 Nov 2014 to 6 Mar 2016)
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- CF28 Systems and controls (15 Sep 2017 to 8 Dec 2019)
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- CF28 Systems and controls (15 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.