LCM COMMODITIES, UK LLP

• Principal Place of Business

  Wax Chandlers Hall 4th Floor

  6 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402071891879

  Web

  https://www.lcmcommodities.com

• Complaints Contact

  Wax Chandlers Hall

  6 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402071891879

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Frederic Vitalis

  IRN FXV01040

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
  • CF10 Compliance Oversight (6 Apr 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Apr 2017 to 8 Dec 2019)
• George Morris

  IRN GXM00567

  • [FCA CF] Client dealing (5 Jun 2023 to 22 Dec 2023)
• Hicham Stephane Mohamed Guennouni Assimi

  IRN HSG01024

  • SMF27 Partner (since 1 Jun 2024)
  • [FCA CF] Client dealing (since 7 Jul 2022)
  • CF30 Customer (8 Apr 2014 to 6 Jul 2022)
• James Michael Hayner

  IRN JMH01156

  • CF30 Customer (10 May 2017 to 31 Aug 2017)
• Jeremy Jimmy Meyer Zeitoun

  IRN JJZ01003

  • CF30 Customer (26 Jan 2017 to 30 Nov 2017)
• Jonathan Asare

  IRN JXA14917

  • [FCA CF] Client dealing (since 30 Jan 2024)
• Man Yuk Wong

  IRN MXW00837

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2024)
  • SMF16 Compliance Oversight (since 1 Jun 2024)
• Mark Benedict McGuire

  IRN MBM01040

  • [FCA CF] Client dealing (since 24 Nov 2022)
• Martin Anthony Reinke

  IRN MAR01118

  • [FCA CF] Client dealing (since 7 Jul 2022)
  • CF30 Customer (16 Jul 2019 to 6 Jul 2022)
• Martin Squires

  IRN MAS01184

  • [FCA CF] Client dealing (since 1 Sep 2023)

• Great Point Financial Ltd (no longer appointed)

  FRN 989677 · Appointed 9 Jan 2023 · Until 13 Jan 2023 · Tied agent

• LCM Metals UK LLP (no longer appointed)

  FRN 663641 · Appointed 4 Mar 2015 · Until 4 Oct 2022 · Tied agent

No changes recorded yet.