Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Joseph Featherby

  IRN TJF01077

  • CF30 Customer (26 Jul 2010 to 22 Jul 2011)
• Thomas Patrick Guinness

  IRN TPG01036

  • CF30 Customer (2 Dec 2017 to 26 Sep 2019)
• Thomas Reynolds

  IRN TXR00080

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Stephen Graham

  IRN TSG01024

  • CF30 Customer (24 Dec 2013 to 16 Feb 2016)
• Thomas Timothy Howard

  IRN TTH00005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (25 Oct 2007 to 31 Oct 2007)
• Thomas Vatier

  IRN TXV01025

  • CF23 Corporate Finance Adviser (24 Oct 2002 to 25 Feb 2005)
• Thomas Wesley Forcier

  IRN TWF01014

  • CF10 Compliance Oversight (26 Aug 2004 to 25 Apr 2005)
  • CF11 Money Laundering Reporting (26 Aug 2004 to 25 Apr 2005)
• Tiffany Plant

  IRN TXP01324

  • CF30 Customer (30 May 2014 to 10 Jul 2015)
• Timothy David William Springhall

  IRN TDS01027

  • SMF3 Executive Director (since 28 Mar 2022)
  • [FCA CF] Material risk taker (since 4 Jan 2022)
• Timothy James Thornton Linacre

  IRN TJL01036

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.