Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Motori

    IRN AXM04789

    • [FCA CF] Client dealing (17 May 2021 to 1 Apr 2022)
  • Andrew Dallal

    IRN AXD02140

    • CF30 Customer (25 Sep 2013 to 13 Mar 2017)
  • Andrew David Potts

    IRN ADP01069

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Andrew Davies

    IRN APD01059

    • CF21 Investment Adviser (1 Jun 2004 to 6 May 2005)
  • Andrew Douglas Jon Fredericks

    IRN ADF01069

    • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
    • CF23 Corporate Finance Adviser (24 Jan 2007 to 31 Oct 2007)
  • Andrew Edward Sullivan

    IRN AES01045

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Andrew John Adcock

    IRN AJA01113

    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 15 Oct 2002)
  • Andrew John Bower Mitchell

    IRN AJM01379

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF1 Director (13 Feb 2006 to 30 Jun 2009)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew John Chapman Godber

    IRN AJG01153

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Andrew John Fortescue Nason

    IRN AJN01044

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF1 Director (30 Sep 2002 to 1 Dec 2002)
    • CF23 Corporate Finance Adviser (30 Sep 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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