Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick William Long

    IRN PWL01027

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Paul Andrew Jameson

    IRN PAJ01070

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 11 Jul 2005)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • Paul Anthony Kaju

    IRN PAK01046

    • CF21 Investment Adviser (1 Oct 2003 to 28 Apr 2005)
  • Paul Anton Obexer

    IRN PAO01074

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Mar 2017 to 8 Dec 2019)
  • Paul Arthur Gismondi

    IRN PAG01137

    • CF1 Director (1 Apr 2011 to 16 Oct 2014)
    • CF30 Customer (1 Nov 2007 to 16 Oct 2014)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Paul Donald Bowers

    IRN PDB01092

    • CF21 Investment Adviser (1 Oct 2003 to 13 Feb 2004)
  • Paul Frank Miskin

    IRN PFM01021

    • CF21 Investment Adviser (20 Sep 2004 to 6 May 2005)
  • Paul Hauschild

    IRN PXH00472

    • [FCA CF] Client dealing (20 Sep 2021 to 15 Jun 2022)
  • Paul Victor Steiner

    IRN PXS00424

    • [FCA CF] Client dealing (since 25 Nov 2024)
  • Paul-Edouard Pouzin

    IRN PEP01038

    • [FCA CF] Client dealing (since 6 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.